
Financial companies choose how they share your personal information. Federal law gives our clients the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
We do not disclose nonpublic personal information about our clients or former clients to third parties other than as described below.
We collect personal information about you in connection with our providing advisory services to you. This information includes your social security number and may include other information such as your:
We collect this information from you through various means. For example, when you give us your contact information, enter into an investment advisory contract with us, buy securities (i.e., interests in a fund) from us, tell us where to send money, or make a wire transfer. We also may collect your personal information from other sources, such as our affiliates or other non-affiliated companies.
All financial companies need to share customers’ personal information to run their everyday business and we use the personal information we collect from you for our everyday business purposes. These purposes may include for example:
We may provide your personal information to our affiliates and to firms that assist us in servicing your account and have a need for such information, such as a broker or fund administrator. These sharing practices are consistent with Federal privacy and related laws, and in general, you may not limit our use of your personal information for these purposes under such laws. We note that the Federal privacy laws only give you the right to limit the certain types of information sharing that we do not engage in (e.g., sharing with our affiliates certain information relating to your transaction history or creditworthiness for their use in marketing to you, or sharing any personal information with nonaffiliates for them to market to you).
To protect your personal information from unauthorized access and use, we use security measures that comply with Federal law. These measures include computer safeguards and secure files and buildings.
This Privacy Notice relates to the following entities:
If you have any questions about this Privacy Notice, call 806-323-8000.
When you visit this website, we may track the amount of time you spend on our site, the parts of our site you visited, and other technical information. We use this information to improve the functionality of our website. You may also submit personal information directly through our website, such as (and without limitation), your name, phone number, mailing address, email address, or any other Personal Information that is provided to us in connection with the Site or the use of our Services.
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